Effective Date: November, 2011
| Mutual Funds | $10 |
| Equities (Broker Assisted) | |
| 0-5000 shares | $10 |
| 5000 shares and above | $10 + $0.0125/sh |
| Options | |
| Max $50 | |
| Up to $1 premium | $10 + $1.00/ctr |
| $1 – $2 premium | $10 + $1.25/ctr |
| Greater than $2 premium | $10 + $1.50/ctr |
| Fixed Income | $15 |
| Miscellaneous Services Fee Schedule | |
| Annual Custody and Recordkeeping Fee 1 | $50 |
| Annual Alternative Investment Custody Fee (per position – maximum charge of $105) | $35 |
| Alternative Investment Transfer/Re-registration (per transaction) | $50 |
| Brokerage Portfolio Account Fee with Visa Gold Debit Card | $100 |
| Brokerage Portfolio Account Fee with Visa Platinum Debit Card | $150 |
| Brokerage Access Account Fee with Visa Classic Debit Card | $50 |
| Health Savings Account | $25 |
| IRA Maintenance Fee | $35 |
| IRA Termination Fee | $75 |
| Aged Legal Items | $25 |
| Account Transfer (outgoing) | $100 |
| Overnight Mail | $15 |
| Physical Reorganizations | $25 |
| Postage and Handling, Per Trade | $5 |
| Copies of Documents | $25 minimum / $3.00 per item |
| Return Check | $20 |
| Stop Payment on Check | $75 |
| Synovus Investment Plus Annual Account Fee | $100 |
| Trade Settlement Extension | $10 |
| Transfer & Ship (DRS eligible) | $30 |
| Transfer & Ship (Non-DRS eligible) | $110 |
| Wire Transfers | $25 |
1 Periodic investments, systematic withdrawals, mutual fund exchanges and equity dividend reinvestments are defined as trading activity. All trading activity must settle on, or prior to, the last business day of the current calendar year to exempt an account from the fee. Mutual fund dividend reinvestments are not defined as trading activity.
Creative Financial Group, a division of Synovus Securities, Inc. is a subsidiary of Synovus Financial Corp. (SFC). Products and services are not FDIC insured, are not deposits of or other obligations of any SFC bank, are not guaranteed by any SFC bank and involve investment risks, including the possible loss of principal amount invested.
Revised: 11/28/2011
Copyright © 2011 Creative Financial Group
All rights reserved.
Creative Financial Group (“CFG”) is a division of Synovus Securities, Inc (“SSI”), member FINRA/SIPC. Prior to January 1, 2011, CFG was a separate registered investment adviser affiliate of SSI. Investment products and services are not FDIC insured, are not deposits of or other obligations of Synovus Bank, are not guaranteed by Synovus Bank and involve investment risk, including possible loss of principal amount invested. Synovus Securities, Inc. is a subsidiary of Synovus Financial Corp and an affiliate of Synovus Bank.