Transaction Fee Schedule

Asset Management Transaction Fee Schedule

Effective Date: November, 2011

Mutual Funds2 $10
Equities (Broker Assisted)2
0-5000 shares $10
5000 shares and above $10 + $0.0125/sh
Options2
Max $50
Up to $1 premium $10 + $1.00/ctr
$1 – $2 premium $10 + $1.25/ctr
Greater than $2 premium $10 + $1.50/ctr
Fixed Income2 $15
Miscellaneous Services Fee Schedule
Annual Custody and Recordkeeping Fee 1 $50
Annual Registered Alternative Investment Custody Fee (per position – maximum charge of $500) $35
Annual Non-Registered Alternative Investment Custody Fee (per position – maximum charge of $500) $125
Alternative Investment Transfer/Re-registration (per transaction) $50
Brokerage Portfolio Account Fee with Visa Gold Debit Card $100
Brokerage Portfolio Account Fee with Visa Platinum Debit Card $150
Brokerage Access Account Fee with Visa Classic Debit Card $50
Health Savings Account $25
IRA Maintenance Fee $35
IRA Termination Fee $95
Aged Legal Items $25
Account Transfer (outgoing) $100
Overnight Mail $15
Physical Reorganizations $25
Postage and Handling, Per Trade2 $5
Copies of Documents $25/hour/ $10.00 per item
Return Check $20
Stop Payment on Check $15
Trade Settlement Extension $10
Transfer & Ship (DRS eligible) $30
Transfer & Ship (Non-DRS eligible) $220
Wire Transfers $15

1 Periodic investments, systematic withdrawals, mutual fund exchanges and equity dividend reinvestments are defined as trading activity. All trading activity must settle on, or prior to, the last business day of the current calendar year to exempt an account from the fee. Mutual fund dividend reinvestments are not defined as trading activity.

2Not applicable to ERISA accounts.

Creative Financial Group, a division of Synovus Securities, Inc. is a subsidiary of Synovus Financial Corp. (SFC). Products and services are not FDIC insured, are not deposits of or other obligations of any SFC bank, are not guaranteed by any SFC bank and involve investment risks, including the possible loss of principal amount invested.

CFG Fee Schedule May 2016

Revised: 5/2/2016


Copyright © 2011 Creative Financial Group
All rights reserved.

Creative Financial Group (“CFG”) is a division of Synovus Securities, Inc (“SSI”), member FINRA/SIPC. Prior to January 1, 2011, CFG was a separate registered investment adviser affiliate of SSI. Investment products and services are not FDIC insured, are not deposits of or other obligations of Synovus Bank, are not guaranteed by Synovus Bank and involve investment risk, including possible loss of principal amount invested. Synovus Securities, Inc. is a subsidiary of Synovus Financial Corp and an affiliate of Synovus Bank. You can obtain more information about Synovus Securities, Inc. and its Registered Representatives by accessing BrokerCheck